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secs-gem/docs/16_e90_e157_substrates_modules.md
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raphael 40df3067a4 docs: chapters 14–19 — GEM 300 standards (Part 2 complete)
Six more chapters finishing Part 2.  Together with chapters 10–13
they document every SEMI standard this codebase implements.

14 — E40 + E94: process jobs (8-state lifecycle, S16F11/F5/F7/F9
on the wire) and control jobs (CJ wraps PJs with batch policy,
S14F9/S16F27 messages).  Worked cascade showing how CJSTART
propagates through the PJ FSM and triggers S6F11 CEIDs at each
transition.

15 — E87 carriers: three orthogonal sub-machines (CarrierID,
SlotMap, CarrierAccess) per carrier and three more (Transfer,
Reservation, Association) per load port.  S3F17 CarrierAction
strings + CAACK codes, S3F19 SlotMap verify, the 5-state slot
encoding, multi-port concurrency.

16 — E90 + E157: substrate tracking via three orthogonal axes
(STS / SPS / SubstrateIDStatus) and module process tracking
(NotExecuting / GeneralExecuting / StepExecuting / StepCompleted).
End-to-end PVD example showing E40 + E157 + E90 transitions
cascading into CEIDs.

17 — E116 + E120 + E39: equipment performance time-buckets across
six states, common equipment model object hierarchy, S14F1/F3
GetAttr/SetAttr as the uniform wire access for any object type
across multiple standards.

18 — E84 parallel I/O: ten signal lines, the 9-state handshake
FSM, the three TA1/TA2/TA3 timing-critical timers, why a physical
handshake gets modeled in software (testability, timer enforcement,
CEID emission, multi-port concurrency), the pure-FSM + asio-adapter
split.

19 — E42 + E148 + S5F9–F18: formatted recipes (S7F23/F25 typed
PPBODY), time synchronization with 16-char + 14-char accepted on
set, exception recovery as a persistent multi-step host-supervised
FSM (Posted → Recovering → Cleared with abort/retry).  Revisits
the auto-S9 family and contrasts S9 (transport) vs S5F9
(application).

Co-Authored-By: Claude Opus 4.7 <noreply@anthropic.com>
2026-06-09 20:14:42 +02:00

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# 16 — E90 + E157: Substrate and module tracking
← [15 E87 — Carriers and load ports](15_e87_carriers.md) | [Back to index](00_index.md) | Next: [17 E116 + E120 + E39 — Performance, CEM, objects](17_e116_e120_e39_objects.md) →
E87 (chapter 15) tracks the **container**. E90 and E157 track
what's *inside* the container — every individual wafer (substrate)
and every process module the wafer passes through.
This chapter is shorter than the others in Part 2 because the
ideas overlap E87 (the same three-orthogonal-axes pattern repeats)
and E40 (state events drive S6F11 CEIDs).
---
## E90 — Substrate tracking
### What it tracks
One state-bearing record **per wafer**, identified by a substrate
ID (an ASCII string, often the laser-etched serial number).
E90 has **three orthogonal axes** — the same pattern as E87's
carrier (chapter 15 §3):
#### 1. Substrate State (STS) — location
```cpp
// include/secsgem/gem/substrate_state.hpp:26
enum class SubstrateState : uint8_t {
AtSource = 0, // in its origin carrier slot
AtWork = 1, // in-process at a module
AtDestination = 2, // delivered to final location
NoState = 255,
};
```
Events: `Acquire` (Source→Work), `Release` (Work→Destination),
`Return` (Work→Source, for unprocessed return).
#### 2. Substrate Processing State (SPS) — lifecycle
```cpp
enum class SubstrateProcessingState : uint8_t {
NeedsProcessing = 0,
InProcess = 1,
Processed = 2,
Aborted = 3,
Stopped = 4,
Rejected = 5,
Lost = 6,
Skipped = 7,
NoState = 255,
};
```
Events: `StartProcessing`, `EndProcessing`, `Abort`, `Stop`,
`Reject`, `ReportLost`, `Skip`.
#### 3. Substrate ID Status — identity confidence
```cpp
enum class SubstrateIDStatus : uint8_t {
NotConfirmed = 0,
WaitingForHost = 1,
Confirmed = 2,
Mismatched = 3,
NoState = 255,
};
```
Mirrors the `CarrierIDStatus` pattern from E87 — same problem
(equipment reads ID, host may need to verify), same shape of
solution.
### Why three axes?
The same reason E87 has three: these aspects evolve **at different
times** and **for different reasons**.
- A wafer can be `AtWork` + `NeedsProcessing` (just arrived,
recipe hasn't started).
- A wafer can be `AtWork` + `InProcess` (recipe running).
- A wafer can be `AtSource` + `Processed` + `Confirmed` (back in
its carrier slot after processing — typical end state).
Putting all three in one enum would multiply to ~30 valid
combinations. Three independent FSMs with ~3 events each is much
cleaner.
### Code
State machines:
[`include/secsgem/gem/substrate_state.hpp`](../include/secsgem/gem/substrate_state.hpp)
defines `SubstrateStateMachine`, which composes the three.
Store:
[`include/secsgem/gem/store/substrates.hpp`](../include/secsgem/gem/store/substrates.hpp)
holds one record per substrate ID, with a Location string the
application updates as the wafer moves.
Tests:
[`tests/test_substrates.cpp`](../tests/test_substrates.cpp) (14
cases — every axis, every event); persistence in
[`tests/test_substrate_persistence.cpp`](../tests/test_substrate_persistence.cpp)
(7 cases).
CEID-on-wire emission ("Substrate StartProcessing fires the
configured SubstrateInProcess CEID") is verified by
[`tests/test_wire_ceid_emission.cpp`](../tests/test_wire_ceid_emission.cpp).
### Wire interaction
E90 doesn't define its own S/F messages — substrate state changes
fire as **CEIDs** that the host has subscribed to via the standard
E30 §6.6 Dynamic Event Report Configuration (chapter 13). So:
- Equipment fires `Acquire` event on substrate `W-2026-06-09-A47`.
- `SubstrateStateMachine` transitions Source → Work.
- The state-change handler looks up the configured CEID for
"SubstrateInProcess" (from `data/equipment.yaml`).
- That CEID fires → `compose_reports_for(ceid)``S6F11`.
Host gets one S6F11 per wafer transition. In a 25-wafer FOUP
that's 2550 events per processing pass. Persistent reports +
spool (chapter 13 Additionals) handle the burst.
---
## E157 — Module Process Tracking
### What it tracks
One state-bearing record **per process module**. A cluster tool
has multiple modules (Chamber A, Chamber B, Pre-clean, …); each
runs its own recipe step in parallel or sequence. E157 lets the
host see *which module is in which step of which recipe right
now*.
### The states
```cpp
// include/secsgem/gem/module_state.hpp:20
enum class ModuleState : uint8_t {
NotExecuting = 0,
GeneralExecuting = 1, // setup, pre-process, post-process
StepExecuting = 2, // actively running a recipe step
StepCompleted = 3,
NoState = 255,
};
```
Events: `StartGeneral`, `StartStep`, `CompleteStep`, `Reset`,
`Abort`.
Notice this is a much simpler FSM than E90 — one axis only. That's
because modules are more deterministic than substrates: a module
is either running a step or it isn't; substrates can be in many
overlapping conditions.
### Code
[`include/secsgem/gem/module_state.hpp`](../include/secsgem/gem/module_state.hpp)
defines `ModuleStateMachine`.
Store:
[`include/secsgem/gem/store/modules.hpp`](../include/secsgem/gem/store/modules.hpp).
Tests:
[`tests/test_modules.cpp`](../tests/test_modules.cpp) (5 cases).
### How E157 plays with E40 and E90
Concrete example. A PVD tool with three modules (Chamber A, B,
C); host submits PJ for wafer W-1, recipe says "process at
Chamber B for 90 seconds":
```
1. PJ-1 transitions Queued → SettingUp → WaitingForStart → Processing.
(E40 FSM, chapter 14)
2. Equipment fires ModuleEvent::StartGeneral on Chamber B.
ModuleState: NotExecuting → GeneralExecuting.
(E157 FSM)
3. Equipment fires SubstrateEvent::Acquire on W-1.
Substrate STS: AtSource → AtWork.
(E90 FSM)
4. Recipe step begins. ModuleEvent::StartStep on Chamber B.
ModuleState: GeneralExecuting → StepExecuting.
Substrate SPS: NeedsProcessing → InProcess.
5. ...90 seconds pass...
6. Recipe step ends. ModuleEvent::CompleteStep on Chamber B.
ModuleState: StepExecuting → StepCompleted.
Substrate SPS: InProcess → Processed.
7. Substrate released. SubstrateEvent::Release on W-1.
Substrate STS: AtWork → AtDestination.
8. PJ-1: ProcessComplete.
```
Each of the eight transitions fires a CEID, which fires an S6F11
event report. The host sees the **complete trace** of where every
wafer was at every moment.
---
## Where to go next
You now know how every component of in-flight material is
tracked. The next chapter covers the three smaller GEM 300
standards that round out the suite: equipment performance time
tracking, the common equipment model, and generic object
services.
Next: [→ 17 E116 + E120 + E39 — Performance, CEM, objects](17_e116_e120_e39_objects.md)